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Harry James Mcgowan

Osaic Wealth, Inc.

Mattawan, MI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-01-19
  • MI RA
    APPROVED
    Since 2024-01-19

Branch Locations

56878 S Main Street, Mattawan, MI 49071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 09/2011 03/2019
Questar Asset Management Minneapolis MN 09/2011 03/2019
Woodbury Financial Services, Inc. Paw Paw MI 03/2019 01/2024
Woodbury Financial Services, Inc. Paw Paw MI 03/2019 Present
Osaic Wealth, Inc. Mattawan MI 01/2024 Present
  • 09/2011 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 09/2011 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Paw Paw, MI
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Paw Paw, MI
  • 01/2024 → Present
    Mattawan, MI
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Mattawan, MI
  • 2011-10-06 → 2019-03-01
    Questar Asset Management, Inc.
    Paw Paw, MI
    Paw Paw, MI
  • 2010-08-27 → 2011-09-29
    Concourse Financial Group Securities, Inc.
    Kalamazo0, MI
    Birmingham, AL
    Kalamazoo, MI
Other Businesses

1) RETIREMENT SOLUTIONS OF MICHIGAN POSITION: president NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/03/2012 ADDRESS: 56878 South Main St, Mattawan MI 49071, United States DESCRIPTION: president and handle the bills 2. Reed Mcgowan LLC; POSITION: partner; NATURE: the address will be the same once we buy building a move in The new company is a landlord and we plan to buy a building; INVESTMENT RELATED: No; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 1; START DATE: 04/20/2020; ADDRESS: 56878 S Main St, Mattawan, Michigan 49071, United States; DESCRIPTION: general partner, pay bills, keep book, make decsions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-01
S63 Uniform Securities Agent State Law Examination 1996-10-16
  • S65 Uniform Investment Adviser Law Examination
    2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    1996-10-16
Other Names
  • Jim Mcgowan
  • James Mcgowan
  • Harry James Mcgowan

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