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610 Market Street, Philadelphia, PA 19106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-04-20 |
| PA | RA | APPROVED | 2020-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delaware Investments | Philadelphia | PA | 01/2010 | Present |
| Macquarie Investment Management Business Trust | Philadelphia | PA | 04/2020 | Present |
| Nomura Capital Management Llc | Philadelphia | PA | 06/2026 | Present |
Brookfield Country Club: Chairman of the Board of Directors: 100 Willow Run Rd Roswell GA 30075; Work with the committees around the club to push for a better environment for all members. JAN 2023 to Present
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-27 |
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