Rodney Allen Wangler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 10/2017
  Sii Investments Inc
  Portland, OR
• 10/2017 → Present
  Securities America Inc.
  Vancouver, WA
• 10/2017 → Present
  Securities America Advisors
  Vancouver, WA
• 11/2022 → Present
  Lpl Financial Llc
  Vancouver, WA

Previous Registrations

• 2017-10-17 → 2022-11-29
  Securities America Advisors, Inc.
  Vancouver, WA
• 2003-11-11 → 2017-10-18
  Sii Investments, Inc.
  Portland, OR
  Vancouver, WA
• 2002-04-25 → 2002-12-31
  Carillon Investments, Inc.
  Portland, OR

Other Businesses

1) 11/2022 - Northwind Enterprises LLC / Real Estate Rental / Investment Related / 1HRs per month / 1% Time Spent / Hours During Trading 0 / Vancouver, WA 2) 11/2022 - Fenton Wangler Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160HRs per month / 99% Time Spent / 8 Hours During Trading / Vancouver, WA

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-22
• S63 Uniform Securities Agent State Law Examination
  1996-11-08