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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-21 |
Branch Locations
10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Advisory Group | Overland Park | KS | 03/1994 | 03/2022 |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Prosperity Advisors Llc | Overland Park | KS | 01/2020 | Present |
| Comprehensive Retirement Solutions (Crs) | Carmel | IN | 03/2022 | 01/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) STASHA A. CASE; NOT INVESTMENT RELATED; ADDRESS IS THE HOME LOCATION; ACTING; START 1991; 10 HOURS/WEEK AFTER TRADING HOURS; ACTOR/SINGER (2) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: SERVICE REPRESENTATIVE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ;BRIEF DESCRIPTION OF DUTIES: PROVIDES SERVICE, ACCURATE AND TIMELY PROCESSING OF PAPERWORK AND SUPPORT TO ANALYSTS AND ADVISORS ; 3) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 4) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 1996; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-04 |
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