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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-11-01 |
| TX | RA | APPROVED_RES | 2018-11-01 |
Branch Locations
1200 South Pine Island Road Suite 400, Plantation,, FL 33324 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services Llc | Fairfax | VA | 08/2011 | 11/2018 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | Present |
(1)DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION. REAL ESTATE SALES ASSOCIATE; NOT INVESTMENT-RELATED; N. MIAMI BEACH, FL; REAL ESTATE LICENSE; AGENT/CONTRACTOR; START DATE: 2001; 0 HRS./MTH. ON ACTIVITY; 0 HRS. DURING SECURITIES TRADING HOURS; BUY/SELL REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-14 |
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