Samantha Pellin Ospelt

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Nuveen Asset Management, Llc
  Chicago, IL
• 08/1996 → Present
  Nuveen Securities, Llc
  Avon Lake, OH

Previous Registrations

• 2002-11-14 → 2011-09-01
  Nuveen Fund Advisors, Llc
  Chicago, IL

Other Businesses

1)SINCE FEBRUARY, 1996 EMPLOYED BY THE COMPLETE FITNESS COMPANY, PROVIDER OF PERSONAL TRAINING SERVICES, LOCATED AT 4427C N. GREENVIEW AVE., CHICAGO, IL 60640 AS TREASURER. RESPONSIBLE FOR KEEPING BOOKS IN ORDER, PAYING BILLS AND WORKING ON MARKETING MATERIALS. WORK APPROX. 10 HRS/MONTH, NONE DURING BUSINESS HOURS.; 2) SAT NAM STUDIOS; YOGA INSTRUCTOR ONE NIGHT PER WEEK; COMPENSATION: $200 PER MONTH; WILL NOT CONFLICT WITH MY RESPONSIBILITIES AT NUVEEN; START DATE: 1/5/2017.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-06

Other Names

• Samantha P Ospelt