John Steven Acierno

Current Employers

Employment History

• 05/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 09/2009 → Present
  Bank Of America, Na
  Newport Beach, CA

Previous Registrations

• 1997-07-08 → 2008-06-03
  Citigroup Global Markets Inc.
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

I*8559 Entity Type: Rental Property Name of outside business organization: J. A. Rental Property Investment related: No Address of business: Corona Del Mar, California 92625 Position, title, association: Co-owner with other family members Start date of relationship: 9/17/2019 Number of hours devoted: 2 hrs mthly Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members of rental property I*9341 Entity Type: Rental Property Name of outside business organization: J. A. and R. W. Investment related: No Address of business: Corona del Mar, California 92626 Position, title, association: Co-owner with other family members Start date of relationship: 3/2/2020 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members of rental property I*839266 Entity Type: For Profit Name of outside business organization: Coastal Cruises Newport Investment related: No Address of business: Newport Beach, California, 92625 Position, title, association: General Partner/Managing Member Start date of relationship: 7/20/2022 Number of hours devoted: 8 hrs Mthly Number of hours devoted during trading hours: 0 Duties: Using my United States coast Captains License To captain the boat and provide sightseeing tours for small groups. No client bookings will be accepted. I*1641257 Entity Type: For Profit Name of OBA: Mcintosh Bay LLC Address: Corona Del Mar, California Investment Related: No Position, Title, Association: Owner Employee Start Date:01/15/2024 No Hours: monthly: 4 hrs mthly No Hours during trading: 0 Duties: The purpose of the entity is to hold title in a personal pleasure boat. I will maintain and operate this vessel in the waters in and around Newport Beach Ca. I*3417265 Entity Type: Fiduciary role Name of OBA: J. S A. TTEE L. L A. TTEE U/A DTD 02/21/2003 Address: Corona Del Mar, California, 92625 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 12/18/2025 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: Co-Trustee/Spouse

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-20
• S63 Uniform Securities Agent State Law Examination
  1996-12-03