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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-02-01 |
| TX | RA | APPROVED | 2018-03-26 |
Branch Locations
17806 Ih 10, Suite 300, San Antonio, TX 78257 • United States
360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States
17806 I-10 W Promenade 1 Ste 120, San Antonio, TX 78257 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Planning Services | San Antonio | TX | 12/2003 | 03/2018 |
| Usaa Financial Advisors, Inc. | San Antonio | TX | 01/2004 | 03/2018 |
| Lander Wildlife | San Antonio | TX | 05/2008 | Present |
| Sans Llc | Boerne | TX | 04/2013 | Present |
| Usaa Investment Management Company | San Antonio | TX | 01/2018 | 03/2018 |
| Lpl Financial | San Antonio | TX | 03/2018 | Present |
1. Sans Enterprises LLC / Real Estate Rental / 1% / 845 E 21st, Colorado City, TX 2. Genesis Wealth Management / DBA for LPL Business (entity for LPL business) / 100% / San Antonio, TX 3. Lander Whitetail / Business Owner / 6% / Falls City, TX 4. 10/09/2023 - 16 Palms - Real Estate Rental - Owner - Investment Related - At Reported Business Location(s) - Start Date 05/01/2023 - 1 Hour Per Month/ 0 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-09-21 |
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