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600 Travis Suite 5900, Houston, TX 77002-3003 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-10-21 |
| AZ | RA | APPROVED | 2022-09-19 |
| AK | RA | APPROVED | 2022-09-16 |
| CO | RA | APPROVED | 2022-09-08 |
| IA | RA | APPROVED | 2022-09-08 |
| DE | RA | APPROVED | 2022-09-06 |
| GA | RA | APPROVED | 2022-09-06 |
| ID | RA | APPROVED | 2022-09-06 |
| IN | RA | APPROVED | 2022-09-06 |
| LA | RA | APPROVED | 2022-09-06 |
| MN | RA | APPROVED | 2022-09-06 |
| NH | RA | APPROVED | 2022-09-06 |
| NC | RA | APPROVED | 2022-09-06 |
| ND | RA | APPROVED | 2022-09-06 |
| PR | RA | APPROVED | 2022-09-06 |
| WV | RA | APPROVED | 2022-09-06 |
| FL | RA | APPROVED | 2022-09-02 |
| HI | RA | APPROVED | 2022-09-02 |
| IL | RA | APPROVED | 2022-09-02 |
| KS | RA | APPROVED | 2022-09-02 |
| ME | RA | APPROVED | 2022-09-02 |
| NJ | RA | APPROVED | 2022-09-02 |
| NM | RA | APPROVED | 2022-09-02 |
| OH | RA | APPROVED | 2022-09-02 |
| OR | RA | APPROVED | 2022-09-02 |
| PA | RA | APPROVED | 2022-09-02 |
| SD | RA | APPROVED | 2022-09-02 |
| WY | RA | APPROVED | 2022-09-02 |
| AL | RA | APPROVED | 2022-09-01 |
| CA | RA | APPROVED | 2022-09-01 |
| CT | RA | APPROVED | 2022-09-01 |
| MO | RA | APPROVED | 2022-09-01 |
| MT | RA | APPROVED | 2022-09-01 |
| NE | RA | APPROVED | 2022-09-01 |
| NY | RA | APPROVED | 2022-09-01 |
| UT | RA | APPROVED | 2022-09-01 |
| VA | RA | APPROVED | 2022-09-01 |
| VI | RA | APPROVED | 2022-09-01 |
| TX | RA | APPROVED | 2019-01-31 |
Branch Locations
5950 Sherry Lane Suite 470, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 10/2008 | 09/2016 |
| Sanders Morris Harris Llc | Plano | TX | 10/2016 | Present |
| Tectonic Advisors Llc | Plano | TX | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-02 |
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