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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-30 |
| MA | RA | APPROVED | 2015-12-09 |
Branch Locations
252 West Marion Avenue Unit 1134, Punta Gorda, FL 33950 • United States
181 Park Avenue Suite 4, West Springfield, MA 01089 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Htr Group | West Springfield | MA | 02/1997 | Present |
| Foundations Investment Advisors, Llc | Phoenix | AZ | 11/2015 | Present |
1) INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED; 38 MT DUMPLIN RD, PALMER, MA 01069; INSURANCE AGENCY OFFERING ANNUITIES, LIFE INSURANCE, MEDICARE SUPPLEMENTS; OWNER/AGENT; SINCE 1997; 80 HOURS PER MONTH DURING MARKET HOURS; OWNER/AGENT; OPERATING AS A D/B/A AS HTR GROUP. 2) FACULTY OR LECTURER AT LOCAL UNIVERSITIES AND COLLEGES, NON INVESTMENT RELATED, TEACH CLASSES IN ECONOMICS, LAW AND INVESTMENT. 8 HOURS PER MONTH OUTSIDE OF MARKET HOURS. 3) CO-AUTHOR OF EDUCATIONAL MATERIAL, NON-INVESTMENT RELATED. 4 HOURS PER MONTH OUTSIDE OF MARKET HOURS. 4) EXPERT WITNESS FOR MEDICAID BENEFITS, NON-INVESTMENT RELATED. 2 HOURS PER MONTH DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-01 |
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