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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-04-10
  • WA RA
    APPROVED
    Since 2018-04-10

Branch Locations

Camas, WA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Investments Distributor, Llc Windsor CT 05/2014 03/2018
Voya Investment Management Co. Llc New York NY 05/2014 03/2018
Voya Investment Management Camas WA 05/2014 03/2018
Gwfs Equities, Inc Greenwood Village CO 04/2018 Present
  • 05/2014 → 03/2018
    Voya Investments Distributor, Llc
    Windsor, CT
  • 05/2014 → 03/2018
    New York, NY
  • 05/2014 → 03/2018
    Voya Investment Management
    Camas, WA
  • 04/2018 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-28
S63 Uniform Securities Agent State Law Examination 1996-10-05
  • S66 Uniform Combined State Law Examination
    2009-04-28
  • S63 Uniform Securities Agent State Law Examination
    1996-10-05

View on SEC IAPD

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