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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-08-17
NC RA APPROVED 2002-08-19
  • TX RA
    APPROVED_RES
    Since 2006-08-17
  • NC RA
    APPROVED
    Since 2002-08-19

Branch Locations

4530 Park Rd, Charlotte, NC 28209 • United States

Monroe, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Charlotte NC 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

INSURANCE RESIDUALS POSITION: Agent NATURE: Genworth LTC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 6620 w broad st, richmond VA 23230, United States DESCRIPTION: listed as representative of record on previously sold Genworth policies. TLD PROPERTY HOLDINGS LLC POSITION: owner NATURE: we have purchased property that will eventually be rental property. Currently under construction. the income and expenses will run through this holding company INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2027 ADDRESS: 7050 Plain View Rd, Monroe NC 28110, United States DESCRIPTION: supervising the rental of space, pay bills and collect rents TLD HOLDINGS LLC POSITION: owner llc NATURE: We are developing a property that will have rental opportunities we are developing the property now but do not feel it will be ready for rental for another 9-15 months INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2027 ADDRESS: 7050 Plainview Rd, Monroe NC 28110, United States DESCRIPTION: rental and property management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-17
S63 Uniform Securities Agent State Law Examination 1997-01-22
  • S65 Uniform Investment Adviser Law Examination
    2002-06-17
  • S63 Uniform Securities Agent State Law Examination
    1997-01-22

View on SEC IAPD

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