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Johnathan Lloyd Fitzgibbons

Robert W. Baird & Co. Incorporated

Redwood City, CA

Mill Valley, CA

Roseville, CA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
MA RA APPROVED 2011-05-16
CA RA APPROVED 2011-05-13
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • MA RA
    APPROVED
    Since 2011-05-16
  • CA RA
    APPROVED
    Since 2011-05-13

Branch Locations

Redwood City, CA • United States

2 Belvedere Place Suite 330, Mill Valley, CA 94941 • United States

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated San Francisco CA 05/2011 Present
Previous Registrations
  • 2005-06-06 → 2011-05-16
    Thinkequity Llc
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-05-16
S65 Uniform Investment Adviser Law Examination 2005-06-03
  • S63 Uniform Securities Agent State Law Examination
    2006-05-16
  • S65 Uniform Investment Adviser Law Examination
    2005-06-03
Other Names
  • Johnathan Lloyd Fitzgibbons
  • Jonathan Loyd Fitzgibbons

View on SEC IAPD

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