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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-05-30 |
| TX | RA | APPROVED | 2023-05-04 |
Branch Locations
4949 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Cathedral City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steward Partners Investment Solutions, Llc | Lake Oswego | OR | 11/2009 | Present |
| Steward Partners Global Advisory, Llc | Lake Oswego | OR | 04/2021 | Present |
| Steward Partners Investment Advisory, Llc | Lake Oswego | OR | 05/2023 | Present |
AURORA PARK,LLC; LIMITED PARTNER; MAINTAIN PROPERTY; PORTLAND, OR; 2/1/2020; REAL ESTATE; 6 HRS/MONTH; 0 HRS DURING TRADING; NOT-INVESTMENT RELATED. WILLIAMSBURG,LLC; LIMITED PARTNER; MAINTAIN PROPERTY; TIGARD, OR; 2/2/2020; REAL ESTATE; 6 HRS/MONTH; 0 HRS DURING TRADING; NOT-INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-03 |
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