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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-06-22 |
Branch Locations
2055 S Queen St., York, PA 17403 • United States
Glen Rock, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| York Bank & Trust Co | York | PA | 08/1996 | Present |
| Allfirst Brokerage Corporation | Baltimore | MD | 09/1996 | Present |
| Lpl Financial Llc | Wrightsville | PA | 06/2021 | Present |
| M&T Securities, Inc. | Buffalo | NY | 05/2003 | Present |
1. 03/26/2021 - Prettyboy Grooming/horse boarding - Investment Related - Home Based - Real Estate Rental - Owner - Start Date - 05/01/2020 2. 04/22/2021 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-10 |
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