Best Investors Account Sign in

Caroline Marrero

Morgan Stanley

Chicago, IL

CRD 2804828

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-30
TX RA APPROVED 2026-01-30
  • IL RA
    APPROVED
    Since 2026-01-30
  • TX RA
    APPROVED
    Since 2026-01-30

Branch Locations

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments Chicago IL 03/2006 06/2025
Morgan Stanley Chicago IL 11/2025 Present
Unemployement Romeoville IL 07/2025 10/2025
  • 03/2006 → 06/2025
    Wayne Hummer Investments
    Chicago, IL
  • 11/2025 → Present
    Morgan Stanley
    Chicago, IL
  • 07/2025 → 10/2025
    Unemployement
    Romeoville, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-30
S63 Uniform Securities Agent State Law Examination 2004-04-19
  • S65 Uniform Investment Adviser Law Examination
    2026-01-30
  • S63 Uniform Securities Agent State Law Examination
    2004-04-19
Other Names
  • Cony Marrero

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor