Derek Robert Schanhofer

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Depere, WI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  De Pere, WI

Previous Registrations

• 2009-04-02 → 2012-08-08
  Cetera Wealth Services, Llc
  West Allis, WI
  De Pere, WI
• 2006-07-17 → 2009-03-19
  Mml Investors Services, Llc
  De Pere, WI
  Madison, WI
  De Pere, WI

Other Businesses

Independent Insurance Brokering; Northwestern Mutual Life Insurance Company; 02/03/2022; Term Life. Business Ownership; SFG 380 Vision; ; SFG 380 Vision is being created to pay non-commission expenses of the business. It will pay rents, utilities and non-licensed staff of the company. My Sole Proprietorship will still pay AFAs per documents created with Employshare; 380 Main Ave, Ste 2DePere, WI 54115, ,; Investment-Related; 05/01/2016; 60 hours per month; 60 during trading hours / 380 Main Avenue Properties, LLC; ; Real Estate Ownership of business address (380 Main Avenue) and new property (317 Main Avenue); 380 Main AvenueDe Pere, WI 54115, ,; Not Investment-Related; 02/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours / DRSSFGOC, LLC; Owner; This LLC is being created to receive owner's draws from SFG Vision as a sole member entity.; 810 Woodlawn Ct, , LUXEMBURG, WI, 54217; Investment-Related; 06/03/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; MHO, Inc.; Director; 810 Woodlawn Ct, , LUXEMBURG, WI, 54217; Not Investment-Related; 07/19/2019; 1 to 9 hours per month; 1 to 9 during trading hours / LALPOA; Board Member; 17327 Sandi Lane, , Townsend, WI, 54175; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-11
• S63 Uniform Securities Agent State Law Examination
  1996-10-15

Designations

• Certified Financial Planner