Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-08-27 |
| WI | RA | APPROVED | 2012-08-08 |
Branch Locations
380 Main Ave Ste 2, De Pere, WI 54115-2203 • United States
Luxemburg, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Depere | WI | 08/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | De Pere | WI | 03/2020 | Present |
Independent Insurance Brokering; Northwestern Mutual Life Insurance Company; 02/03/2022; Term Life. Business Ownership; SFG 380 Vision; ; SFG 380 Vision is being created to pay non-commission expenses of the business. It will pay rents, utilities and non-licensed staff of the company. My Sole Proprietorship will still pay AFAs per documents created with Employshare; 380 Main Ave, Ste 2DePere, WI 54115, ,; Investment-Related; 05/01/2016; 60 hours per month; 60 during trading hours / 380 Main Avenue Properties, LLC; ; Real Estate Ownership of business address (380 Main Avenue) and new property (317 Main Avenue); 380 Main AvenueDe Pere, WI 54115, ,; Not Investment-Related; 02/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours / DRSSFGOC, LLC; Owner; This LLC is being created to receive owner's draws from SFG Vision as a sole member entity.; 810 Woodlawn Ct, , LUXEMBURG, WI, 54217; Investment-Related; 06/03/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; MHO, Inc.; Director; 810 Woodlawn Ct, , LUXEMBURG, WI, 54217; Not Investment-Related; 07/19/2019; 1 to 9 hours per month; 1 to 9 during trading hours / LALPOA; Board Member; 17327 Sandi Lane, , Townsend, WI, 54175; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-15 |
Reach out to this advisor