Megan Hope Lermer

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-07-10
TX	RA	APPROVED_RES	2024-07-08

CA RA
APPROVED

Since 2024-07-10
TX RA
APPROVED_RES

Since 2024-07-08

Branch Locations

3011 Townsgate Road Suite 300, Wetlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Los Angeles	CA	11/2011	03/2022
Morgan Stanley Smith Barney Llc	Beverly Hills	CA	03/2022	07/2024
Ubs Financial Services, Inc.	Westlake Village	CA	07/2024	Present

11/2011 → 03/2022

Stifel, Nicolaus & Company, Incorporated

Los Angeles, CA
03/2022 → 07/2024

Morgan Stanley Smith Barney Llc

Beverly Hills, CA
07/2024 → Present

Ubs Financial Services, Inc.

Westlake Village, CA

Previous Registrations

2022-03-29 → 2024-07-11

Morgan Stanley

Beverly Hills, CA

Westlake Village, CA

Other Businesses

*518961 - Pathmatics; Investment related: No; san francisco, California, data entry, start date- 8/11/2020, During business hours: 5; After business hours: 0; Administrative

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-01-28

S63 Uniform Securities Agent State Law Examination

1998-01-28

Other Names

Megan H Gold
Megan H Lermer
Megan Hope Gold

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews