John Allen Short

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-21
CA	RA	APPROVED	1998-03-27

TX RA
APPROVED_RES

Since 2016-06-21
CA RA
APPROVED

Since 1998-03-27

Branch Locations

3011 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Westlake Village	CA	12/1997	Present

12/1997 → Present

Ubs Financial Services Inc

Westlake Village, CA

Other Businesses

1) Reign of Terror/ Janss Market Place, Thousand Oaks, California, 91360, US/ Actor in the Haunted House/ start date: 4/30/2021

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-12-03

S63 Uniform Securities Agent State Law Examination

1987-12-03

Other Names

John Allen Short
Iii John Short Iii
Iii John Short Iii

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews