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Inactive

David Charles Shepherd

Truist Advisory Services, Inc.

Winter Park, FL

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-08-26
  • FL RA
    APPROVED
    Since 2020-08-26

Branch Locations

400 S. Park Avenue Suite 200, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Mclkean VA 09/2001 07/2020
Suntrust Advisory Services, Inc. Atlanta GA 08/2020 02/2021
Truist Advisory Services, Inc. Winter Park FL 02/2021 Present
  • 09/2001 → 07/2020
    Wells Fargo
    Mclkean, VA
  • 08/2020 → 02/2021
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 02/2021 → Present
    Truist Advisory Services, Inc.
    Winter Park, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-24
S63 Uniform Securities Agent State Law Examination 1996-11-22
  • S65 Uniform Investment Adviser Law Examination
    2020-08-24
  • S63 Uniform Securities Agent State Law Examination
    1996-11-22
Other Names
  • David C Shepard

View on SEC IAPD

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Brittney Rhyianna Cooper
Carlton J Smith
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Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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