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William Thomas Mccormack

Morgan Stanley

Purchase, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-23
NJ RA APPROVED 2011-04-15
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • NJ RA
    APPROVED
    Since 2011-04-15

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Purchase NY 04/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2011 → Present
    Morgan Stanley Smith Barney
    Purchase, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-05-29 → 2011-04-27
    Citigroup Global Markets Inc.
    Bedford Village, NY
    Long Island City, NY
    Westlake Village, CA
    Scarsdale, NY
    New York, NY
    Bronxville, NY
  • 2004-12-03 → 2007-05-29
    Citicorp Investment Services
    Bronxville, NY
    Bronxville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-19
S63 Uniform Securities Agent State Law Examination 2002-09-30
  • S65 Uniform Investment Adviser Law Examination
    2004-08-19
  • S63 Uniform Securities Agent State Law Examination
    2002-09-30

View on SEC IAPD

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