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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-05-05 |
| OK | RA | APPROVED | 2009-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Edmond | OK | 02/2009 | Present |
1. 02/05/2009 - Ronson, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - Personal LLC to be used for income recevied from LPL employment. - shell account 2. 02/06/2009 - Notary - NOT INV REL - 1% TIME SPENT - Registered as a notary with the State of Oklahoma for official business only. 3. 04/24/2014 - REMO Investment Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 04/01/2016 * REMO ADVISORS * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 03/30/2016 * dba for LPL Financial Sec. business only. Currently using approved, REMO Investment Advisors.I want to use this more simplified variation..just dropping the "Investment" No other interest, no insurance agency, no RIA. * 0 HRS/MO 5. 03/01/2019 - ADVISE WEALTH MANAGEMENT - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:02/15/2019 - 80 hrs/mo - 80 hours during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-15 |
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