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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
NY RA APPROVED 2022-02-04
  • CO RA
    APPROVED
    Since 2025-01-01
  • NY RA
    APPROVED
    Since 2022-02-04

Branch Locations

52 South Union Suite 101, Williamsville, NY 14221 • United States

Cold Spring Harbor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Williamsville NY 10/2012 Present
Agia Houston TX 12/2022 Present
  • 10/2012 → Present
    Valic Financial Advisors
    Williamsville, NY
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

KELLEY EDUCATIONAL STAFFING POSITION: substitute teacher NATURE: Provide coverage for teachers out on leave or sick or in need of additional assistance in a school classroom INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 10/30/2020 ADDRESS: 7535 E. Hampden Ave, Denver CO 80231, United States DESCRIPTION: check student in provide curriculum from teacher check progress AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-28
S63 Uniform Securities Agent State Law Examination 1999-03-02
  • S65 Uniform Investment Adviser Law Examination
    2015-03-28
  • S63 Uniform Securities Agent State Law Examination
    1999-03-02
Other Names
  • Veronica Ann Schuster
  • Veronica M Schuster
  • Veronica Magnotta Schuster
  • Veronica Magnotta
  • Veronica Ann Schuster

View on SEC IAPD

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