Samuel Anthony Capasso

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 02/2025
  Concourse Financial Group Securities Inc
  Cleveland, OH
• 09/2008 → 02/2025
  Concourse Financial Group Securities Inc
  Cleveland, OH
• 05/2007 → 08/2023
  Business Underwriters Association (Bua)
  Cleveland, OH
• 02/2025 → Present
  Cetera Wealth Services, Llc
  North Ridgeville, OH
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-09-09 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  North Ridgeville, OH
  Birmingham, AL
• 2006-11-14 → 2007-02-20
  Keybanc Capital Markets Inc.
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH

Other Businesses

INSURANCE; Investment Related; North Ridgeville, OH; Insurance; Owner; Start Date 08/2023; 160 hours per month with the majority of hours per month occurring during trading hours; I offer the sales and service of securities and insurance products, to include but not limited to, life and annuity products.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-13
• S63 Uniform Securities Agent State Law Examination
  1997-07-12