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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-03-01 |
Branch Locations
324 Greenville Ave Ste 2, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wilmington | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 11/2016 | 03/2019 |
| Wells Fargo Advisors Financial Network, Llc | Wilmington | NC | 03/2019 | Present |
WHD INC, LLC, INVT RELATED, WILMINGTON, NC, 100% OWNERSHIP, START DATE 3/1/2019, 160 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-24 |
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