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Scott Allen Pederson

Harmony Wealth Management LLC

Crown Point, IN

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Current Employers
Harmony Wealth Management Llc

Lowell, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-08-23
IN RA APPROVED 2019-07-12
  • IL RA
    APPROVED
    Since 2019-08-23
  • IN RA
    APPROVED
    Since 2019-07-12

Branch Locations

Crown Point, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orland Park IL 10/1997 06/2019
Charles Schwab Bank Orland Park IL 02/2005 06/2019
Harmony Wealth Management Llc Crown Point IN 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-16
S63 Uniform Securities Agent State Law Examination 1996-12-12
  • S66 Uniform Combined State Law Examination
    2003-06-16
  • S63 Uniform Securities Agent State Law Examination
    1996-12-12

View on SEC IAPD

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