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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-02-06 |
| VA | RA | APPROVED | 2019-10-04 |
| TX | RA | APPROVED | 2009-03-05 |
| OH | RA | APPROVED | 2006-03-09 |
| KY | RA | APPROVED | 2003-09-17 |
Branch Locations
7887 Washington Village Dr Suite 200, Dayton, OH 45459 • United States
408 Blankenbaker Pkwy Suite 100, Louisville, KY 40243-1896 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 09/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | Dayton | OH | 03/2020 | Present |
Real Estate Ownership; Single Family; 375 North Hills Blvd, , Springboro, OH, 45066; Not Investment-Related; 01/01/2026. Independent Insurance Brokering; Guardian Life Insurance; 09/20/2013; Disability Income / The Hartford; 06/21/2017; . Business Ownership; scott allen edwards inc.; It is a practice management entity; ; 375 North Hills Blvd Springboro, OH 45066, ,; Not Investment-Related; 05/01/2018; 60 hours per month; 60 during trading hours. Outside Employment; scott allen edwards Inc.; president and Secretary - Practice Management and Administration; ; 375 North Hills Blvd Springboro, OH 45066, ,; Not Investment-Related; 04/06/2018; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-20 |
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