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Fred Leckie Williams

Hightower Advisors, LLC

Chicago, IL

Houston, TX

CRD 2803138

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-29
  • TX RA
    APPROVED
    Since 2018-11-29

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

4400 Post Oak Parkway Suite 2600, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Salient Partners, L.P. Houston TX 05/2009 08/2018
Salient Advisors, L.P. Houston TX 05/2009 10/2017
Endowment Advisers, L.P. Houston TX 05/2009 10/2017
Salient Capital Advisors, Llc Houston TX 01/2011 10/2017
Salient Capital, L.P. Houston TX 04/2012 08/2018
Salient Private Client, Llc Houston TX 08/2017 Present
Hightower Securities Llc Houston TX 09/2018 Present
  • 05/2009 → 08/2018
    Salient Partners, L.P.
    Houston, TX
  • 05/2009 → 10/2017
    Houston, TX
  • 05/2009 → 10/2017
    Endowment Advisers, L.P.
    Houston, TX
  • 01/2011 → 10/2017
    Salient Capital Advisors, Llc
    Houston, TX
  • 04/2012 → 08/2018
    Salient Capital, L.P.
    Houston, TX
  • 08/2017 → Present
    Salient Private Client, Llc
    Houston, TX
  • 09/2018 → Present
    Hightower Securities Llc
    Houston, TX
Previous Registrations
  • 2017-08-10 → 2018-12-31
    Hightower Private Client
    Houston, TX
  • 2009-06-04 → 2017-10-10
    Dallas, TX
  • 2009-06-04 → 2017-10-10
    Austin, TX
  • 2011-02-04 → 2017-10-10
    Salient Capital Advisors, Llc
    Houston, TX
  • 2009-06-04 → 2011-10-05
    Ghe Advisers, L.P.
    Houston, TX
  • 2002-06-10 → 2009-05-27
    Vaughan Nelson Trust Company
    Houston, TX
  • 2002-06-10 → 2009-05-27
    Houston, TX
Other Businesses

1) UNIVERSITY OF HOUSTON; NOT INVESTMENT-RELATED; 1 MAIN ST, HOUSTON, TX 77002; MEMBER OF PRESIDENT'S ADVISORY COUNCIL; MEMBER OF COUNCIL; 9/1/14; 1-5 HRS/MO DURING NON-BUSINESS HOURS; MEMBER OF COUNCIL 2)STAR OF HOPE MISSION; NOT INVESTMENT-RELATED; 6897 ARDMORE, HOUSTON, TX 77054; CHARITABLE ORGANIZATION; VICE CHAIRMAN-BOARD OF TRUSTEES; 1/19/13; 11-20 HRS/MO DURING NON-BUSINESS HOURS; BOARD MEMBER;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-10-12
S65 Uniform Investment Adviser Law Examination 2002-05-28
  • S63 Uniform Securities Agent State Law Examination
    2012-10-12
  • S65 Uniform Investment Adviser Law Examination
    2002-05-28

View on SEC IAPD

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