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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-31 |
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Waukesha | WI | 03/2014 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | West Bend | WI | 03/2018 | Present |
Notary; W233 N2080 Ridgeview Pkwy Suite 202, Waukesha, WI, 53188; Provide as a free service for clients only, notarizing paperwork. Example: Rollover paperwork or lost certificate paperwork.; Notary; Notarize client paperwork in certain situations; 12/08/1999; 0.00 Hour(s) Per Day; Not during securities trading hours; Not Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-06 |
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