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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-18
  • MI RA
    APPROVED
    Since 2010-06-18

Branch Locations

39555 Orchard Hill Place Suite 600, Novi, MI 48375 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Troy MI 01/1999 Present
Agia Houston TX 12/2022 Present
  • 01/1999 → Present
    Valic Financial Advisors
    Troy, MI
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-17
S63 Uniform Securities Agent State Law Examination 1999-01-12
  • S65 Uniform Investment Adviser Law Examination
    2010-05-17
  • S63 Uniform Securities Agent State Law Examination
    1999-01-12
Other Names
  • Rich Coates

View on SEC IAPD

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