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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Conroe | TX | 04/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Conroe | TX | 04/2015 | 03/2017 |
| Jp Morgan Securities Llc | Houston | TX | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-25 |
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