Roberta Ruby Mendoza

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 01/2018
  Personal Sabbatical / Family Care
  San Francisco, CA
• 03/2018 → 05/2018
  San Francisco Unified School District
  San Francisco, CA
• 06/2018 → 11/2021
  Bingham, Osborn, & Scarborough, Llc
  San Francisco, CA
• 11/2021 → 09/2024
  Cerity Partners Llc
  San Francisco, CA
• 09/2024 → Present
  Morgan Stanley
  San Francisco, CA

Previous Registrations

• 2022-02-09 → 2024-11-22
  Cerity Partners Llc
  New York, NY
  San Francisco, CA
• 2020-12-22 → 2021-11-01
  B|O|S
  San Francisco, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-02-28
• S65 Uniform Investment Adviser Law Examination
  2020-12-21
• S66 Uniform Combined State Law Examination
  2011-12-22

Other Names

• Roberta Ilda Mendoza
• Roberta Ilda Mendoza-Ortiz
• Ruby Mendoza
• Roberta Ilda Mendoza
• Roberta Ruby Mendoza
• Roberta Mendoza
• Roberta I Mendoza
• Roberta R Mendoza