Robert J Morris

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2025-05-07
FL	RA	APPROVED	2025-01-01
WI	RA	APPROVED	2025-01-01
GA	RA	APPROVED	2022-03-18
LA	RA	APPROVED	2015-07-20
TX	RA	APPROVED_RES	2006-10-03

RI RA
APPROVED

Since 2025-05-07
FL RA
APPROVED

Since 2025-01-01
WI RA
APPROVED

Since 2025-01-01
GA RA
APPROVED

Since 2022-03-18
LA RA
APPROVED

Since 2015-07-20
TX RA
APPROVED_RES

Since 2006-10-03

Branch Locations

8235 Ymca Blvd Ste 401, Baton Rouge, LA 70810 • United States

1260 S Federal Hwy Ste 201, Boynton Beach, FL 33435 • United States

Windermere, FL • United States

3655 Brookside Pkwy Ste 240 - Brookside Ii, Alpharetta, GA 30022-1429 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Windermere	FL	09/2005	03/2020
Ameriprise Financial Services, Llc	Winter Garden	FL	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Windermere, FL
03/2020 → Present

Ameriprise Financial Services, Llc

Winter Garden, FL

Other Businesses

Business Ownership; Liquid Planet Boat Works; Board member, co-owner; Recreation; 13649 Granville Ave, Suite 1, , Clermont, FL, 34711; Not Investment-Related; 05/05/2023; 1 to 9 hours per month; 0 during trading hours / Sharpe Benefit; Consulting to Liquid Planet Marine OBA; Consulting; 1846 Down Lake Drive, , Windermere, FL, 34786; Not Investment-Related; 12/31/2021; 10 to 19 hours per month; 1 to 9 during trading hours / DFG Marine dba Liquid Planet Marine, Inc; Co-owner; Retail boat sells and service; 13649 Granville Ave, Suite 1, , Clermont, FL, 34711; Not Investment-Related; 02/09/2024; 1 to 9 hours per month; 0 during trading hours / RPextra; Manage RP role; Management role; 1846 Down Lake Dr, , Windermere, FL, 34786; Investment-Related; 12/31/2021; 40 to 59 hours per month; 1 to 9 during trading hours. Outside Employment; RLC 2019 Corp; Owner - President - Management; Managing advisor practice; 1846 Down Lake Dr, , Windermere, FL, 34786; Not Investment-Related; 12/31/2021; 40 to 59 hours per month; 1 to 9 during trading hours / RPextra; Owner - President - Management; Managing compliance role.; 1846 Down Lake Drive, , Windermere, FL, 34786; Not Investment-Related; 12/31/2021; 40 to 59 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-08
S63	Uniform Securities Agent State Law Examination	1996-10-24

S65 Uniform Investment Adviser Law Examination

2007-12-08
S63 Uniform Securities Agent State Law Examination

1996-10-24

Other Names

Robert J Morris
Robert Jerome Morris

View on SEC IAPD