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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-24
PA RA APPROVED 2009-03-05
  • TX RA
    APPROVED_RES
    Since 2025-10-24
  • PA RA
    APPROVED
    Since 2009-03-05

Branch Locations

30 S. George Street, York, PA 17401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. York PA 02/2009 Present
Raymond James Financial Services Advisors Inc. York PA 03/2009 Present
Fulton Financial Advisors York PA 10/2019 10/2019
Fulton Bank York PA 02/2009 Present
  • 02/2009 → Present
    Raymond James Financial Services, Inc.
    York, PA
  • 03/2009 → Present
    York, PA
  • 10/2019 → 10/2019
    Fulton Financial Advisors
    York, PA
  • 02/2009 → Present
    Fulton Bank
    York, PA
Previous Registrations
Other Businesses

(1)Name of Business: East Manchester Township Planning Commission Address: Sherman Street, Mount Wolf, PA, 17347, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Fulton Financial Advisors Address: 30 S George St, York, PA, 17401, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Sales and service (3)Name of Business: Stormhill Farms Address: 245 Chestnut Street, Mount Wolf, PA, 17347, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I live on a small 16 acre property with 2 barns. I have 2 horses currently and have started raising and breeding nubian goats for dairy purposes and sales of livestock eventually. I also have a small green house that I will be putting up this summer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-18
S63 Uniform Securities Agent State Law Examination 1996-11-04
  • S65 Uniform Investment Adviser Law Examination
    1996-11-18
  • S63 Uniform Securities Agent State Law Examination
    1996-11-04
Other Names
  • Eugene Nix
  • Herb Nix
  • Herbert W (Jr) Nix

View on SEC IAPD

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