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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-03-30 |
| TX | RA | APPROVED_RES | 2020-05-05 |
| PA | RA | APPROVED | 2011-01-28 |
Branch Locations
Richmond Hill, GA • United States
221 West Philadelphia Street Suite 301, York, PA 17401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | York | PA | 09/2000 | Present |
| Morgan Stanley Smith Barney | York | PA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-06 |
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