Kristin Marie Coons

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2019-09-10
TX	RA	APPROVED	2019-09-09

VI RA
APPROVED

Since 2019-09-10
TX RA
APPROVED

Since 2019-09-09

Branch Locations

Manahattan Beach, CA • United States

225 Franklin Street Suite 2700, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sentinel Financial Services Company	Montpelier	VT	10/2014	10/2017
Rbc Capital Markets, Llc.	Manhattan Beach	CA	07/2019	Present
Rbc Global Asset Management (U.S.) Inc.	Manhattan Beach	CA	07/2019	Present
Peerstreet	El Segundo	CA	04/2018	07/2019
Unemployed	Manhattan Beach	CA	10/2017	04/2018

10/2014 → 10/2017

Sentinel Financial Services Company

Montpelier, VT
07/2019 → Present

Rbc Capital Markets, Llc.

Manhattan Beach, CA
07/2019 → Present

Rbc Global Asset Management (U.S.) Inc.

Manhattan Beach, CA
04/2018 → 07/2019

Peerstreet

El Segundo, CA
10/2017 → 04/2018

Unemployed

Manhattan Beach, CA

Other Businesses

1) NAME OF ENTITY: Rental Property ADDRESS: 6302 Sable Rock Loop Bend, OR 97707 INVESTMENT/NOT INVESTMENT RELATED: Not investment related BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner START DATE: 01/03/2022 DUTIES: N/A HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Rental Property ADDRESS:1709 Walnut Avenue Manhattan Beach, CA 90266 INVESTMENT/NOT INVESTMENT RELATED: Not investment related BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner START DATE: 2/15/2025 DUTIES: Owner HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: CFA Los Angeles Board of Governors ADDRESS: 13400 Riverside Drive, Sherman Oaks, CA 91423 INVESTMENT/NOT INVESTMENT RELATED: Investment Related BUSINESS DESCRIPTION: Society of investment professionals CAPACITY: Board of Governors START DATE: 06/10/2026 DUTIES: Organizing member events, securing speakers, ideas for programming, leading networking events HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-02-25

S63 Uniform Securities Agent State Law Examination

2015-02-25

Designations

Chartered Financial Analyst

Other Names

Kristin M. Benz
Kristin Marie Benz

View on SEC IAPD