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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
13750 San Pedro Ave, Ste 145, San Antonio, TX 78232 • United States
Spring Branch, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | San Antonio | TX | 07/2009 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Spring Branch | TX | 07/2009 | 07/2021 |
| The Lighthouse Team Llc | San Antonio | TX | 04/2016 | 07/2021 |
| River Crossing Poa | Spring Branch | TX | 11/2018 | 10/2020 |
| Lpl Financial Llc | San Antonio | TX | 07/2021 | Present |
1/2009-PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, SPRING BRANCH, TX, INVESTMENT RELATED, INSURANCE AGENT, INSURANCE SALES. 04/2016-PRESENT, THE LIGHTHOUSE TEAM LLC, SAN ANTONIO, TX, NOT INVESTMENT RELATED, MEMBER, MANAGING MEMBER OF LLC, LLC FORMED IN CONJUNCTION WITH THE FORMATION OF A TEAM AT WADDELL & REED. I AM ONE OF TWO MEMBERS, 160 HOURS PER MONTH, 7 HOURS DAILY DURING SECURITIES TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-16 |
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