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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-08 |
| TX | RA | APPROVED_RES | 2023-10-08 |
| NY | RA | APPROVED | 2021-05-07 |
| FL | RA | APPROVED | 2013-09-24 |
| IL | RA | APPROVED | 2001-12-10 |
Branch Locations
227 West Monroe Suite 3700, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein | Chicago | IL | 09/2001 | Present |
| Alliancebernstein L.P. | Chicago | IL | 09/2001 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-29 |
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