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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-16
FL RA APPROVED 1997-08-21
  • TX RA
    APPROVED_RES
    Since 2020-06-16
  • FL RA
    APPROVED
    Since 1997-08-21

Branch Locations

15715 S Dixie Hwy Ste 413, Miami, FL 33157-1884 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 09/2005 03/2020
Ameriprise Financial Services, Llc Miami FL 03/2020 Present
Other Businesses

Business Ownership; Brosius Clark Philippeaux LLC; Managing common office expenses; The purpose of the LLC is to pay for shared office expenses with the other Ameriprise advisors I share an office with; 15715 S Dixie Hwy, Suite 413, , Miami, FL, 33157; Not Investment-Related; 03/01/2022; 1 to 9 hours per month; 0 during trading hours / Barry S Brosius, Inc.; Owner of business. Manage the business.; To pay business expenses and salaries.; 9046 SW 159 Terrace, , Miami, FL, 33157; Not Investment-Related; 01/26/2007; 20 to 39 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-27
  • S63 Uniform Securities Agent State Law Examination
    1997-01-27

View on SEC IAPD

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