Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
NE RA APPROVED 2013-02-01
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • NE RA
    APPROVED
    Since 2013-02-01

Branch Locations

12910 Pierce St. Suite 300, Omaha, NE 68144-1106 • United States

Omaha, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Omaha NE 01/2013 Present
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Portsmouth Kid LLC ADDRESS: 18319 Dupont Circle Omaha, NE 68130 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC formed for the purpose of representing my ownership interest in rental properties CAPACITY: Other - sole member START DATE: 7/27/2021 DUTIES: I will make decisions about investing in rental properties, making improvements and repairs, etc HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2)ADDRESS: 18319 Dupont Circle Omaha, NE 68130 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC formed to purchase rental property at 4483 Ellison Ave in Omaha, NE CAPACITY: Other - member START DATE: 7/30/2021 DUTIES: I will work with my partner, Ryan Potter, to discuss home improvements, repairs, etc. Hopefully there aren't many duties beyond collecting the rent. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Rental property Perry's Corner ADDRESS: 18319 Dupont Circle Omaha, NE 68130 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC formed to invest in rental property at 3011 N 45th St. in Omaha, NE CAPACITY: Other - member START DATE: 8/31/2021 DUTIES: I will work directly with my partner, Ryan Potter, to discuss property improvements, repairs, etc. Other than that I hope there isn't much to do other than collect rent. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-21
S63 Uniform Securities Agent State Law Examination 1996-10-07
  • S65 Uniform Investment Adviser Law Examination
    1996-10-21
  • S63 Uniform Securities Agent State Law Examination
    1996-10-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor