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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| NE | RA | APPROVED | 2013-02-01 |
Branch Locations
12910 Pierce St. Suite 300, Omaha, NE 68144-1106 • United States
Omaha, NE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Omaha | NE | 01/2013 | Present |
(1) NAME OF ENTITY: Portsmouth Kid LLC ADDRESS: 18319 Dupont Circle Omaha, NE 68130 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC formed for the purpose of representing my ownership interest in rental properties CAPACITY: Other - sole member START DATE: 7/27/2021 DUTIES: I will make decisions about investing in rental properties, making improvements and repairs, etc HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2)ADDRESS: 18319 Dupont Circle Omaha, NE 68130 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC formed to purchase rental property at 4483 Ellison Ave in Omaha, NE CAPACITY: Other - member START DATE: 7/30/2021 DUTIES: I will work with my partner, Ryan Potter, to discuss home improvements, repairs, etc. Hopefully there aren't many duties beyond collecting the rent. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Rental property Perry's Corner ADDRESS: 18319 Dupont Circle Omaha, NE 68130 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC formed to invest in rental property at 3011 N 45th St. in Omaha, NE CAPACITY: Other - member START DATE: 8/31/2021 DUTIES: I will work directly with my partner, Ryan Potter, to discuss property improvements, repairs, etc. Other than that I hope there isn't much to do other than collect rent. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-07 |
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