Brad Douglas Goracke

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2024-10-22

NE RA
APPROVED

Since 2024-10-22

Branch Locations

Omaha, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Omaha	NE	09/2005	03/2020
Ameriprise Financial Services, Llc	Omaha	NE	03/2020	10/2024
Lpl Financial Llc	Omaha	NE	10/2024	Present
Ameriprise Financial Inc.	Minneapolis	MN	09/1998	10/2024

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Omaha, NE
03/2020 → 10/2024

Ameriprise Financial Services, Llc

Omaha, NE
10/2024 → Present

Lpl Financial Llc

Omaha, NE
09/1998 → 10/2024

Ameriprise Financial Inc.

Minneapolis, MN

Previous Registrations

1999-01-19 → 2024-10-18

Ameriprise Financial Services, Llc

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Other Businesses

1. B.D. Goracke Wealth Advisor (LPL Financial)- Non-Variable Insurance Trails Only- Inv Rel- NE 68130- Start Date 09/30/2024 2. Springfield Farm LLC- Real Estate Rental- NE 68059- Inv Rel- .05 hrs per mnth- Start Date 07/15/2024

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-01-08

S63 Uniform Securities Agent State Law Examination

1997-01-08

View on SEC IAPD