Anthony Diblasi

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-04-04
TX	RA	APPROVED_RES	2013-01-23
WA	RA	APPROVED	2012-07-18
ID	RA	APPROVED	2012-03-29
NV	RA	APPROVED	2007-09-27

CA RA
APPROVED

Since 2018-04-04
TX RA
APPROVED_RES

Since 2013-01-23
WA RA
APPROVED

Since 2012-07-18
ID RA
APPROVED

Since 2012-03-29
NV RA
APPROVED

Since 2007-09-27

Branch Locations

701 B St, San Diego, CA 92101 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbus	OH	11/1996	Present
Bank Of America, Na	Las Vegas	NV	11/2009	Present

11/1996 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH
11/2009 → Present

Bank Of America, Na

Las Vegas, NV

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-08
S63	Uniform Securities Agent State Law Examination	1997-01-03

S65 Uniform Investment Adviser Law Examination

1997-01-08
S63 Uniform Securities Agent State Law Examination

1997-01-03

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Reviews