Philip Michael Faulk

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 12/2016
  Raymond James & Associates, Inc.
  Knoxville, TN
• 12/2016 → Present
  Pinnacle Bank
  Knoxville, TN
• 01/2017 → Present
  Raymond James Financial Services, Inc.
  Knoxville, TN
• 02/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Knoxville, TN
• 02/2017 → Present
  Pinnacle Financial Partners
  Knoxville, TN
• 12/2016 → Present
  Pinnacle Asset Management
  Knoxville, TN

Previous Registrations

• 2013-02-13 → 2016-12-06
  Raymond James & Associates, Inc.
  Knoxville, TN
• 2004-02-09 → 2013-02-13
  Morgan Keegan & Company, Llc
  Knoxville, TN
  Oak Ridge, TN
  Knoxville, TN

Other Businesses

Pinnacle Financial Partners Address: Knoxville, TN Nature of the Business: Bank/Credit Union Associate Position/Title: Investment Adviser Investment Related:Yes Start Date: 02/01/2017 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 130 Description of duties: give wealth management advice to clients (2)Name of Business: Pinnacle Asset Management Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/05/2016 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor - build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts (3)Name of Business: Pinnacle Bank Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 02/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: give wealth management advice to clients

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-10-01