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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2018-12-21
PA RA APPROVED 2018-12-12
VA RA APPROVED 2018-12-11
MD RA APPROVED 2014-07-21
  • WV RA
    APPROVED
    Since 2018-12-21
  • PA RA
    APPROVED
    Since 2018-12-12
  • VA RA
    APPROVED
    Since 2018-12-11
  • MD RA
    APPROVED
    Since 2014-07-21

Branch Locations

16 East Main Street, Thurmont, MD 21788 • United States

12916 Conamar Drive, Hagerstown, MD 21742 • United States

17708 Virginia Avenue, Hagerstown, MD 21741 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Hagerstown MD 06/2014 09/2018
Pnc Investments Hagerstown MD 06/2014 09/2018
Pnc Investments Hagerstown MD 10/2018 Present
  • 06/2014 → 09/2018
    Pnc Bank
    Hagerstown, MD
  • 06/2014 → 09/2018
    Pnc Investments
    Hagerstown, MD
  • 10/2018 → Present
    Pnc Investments
    Hagerstown, MD
Previous Registrations
  • 2008-06-01 → 2014-07-11
    Woodsboro, MD
  • 2006-05-23 → 2008-06-01
    Bi Investments, Llc
    Frederick, MD
  • 2003-10-31 → 2005-02-23
    Morgan Stanley Dw Inc.
    Hagerstown, MD
  • 2000-11-03 → 2003-11-04
    Banc Of America Investment Services, Inc.
    Frederick, MD
Other Businesses

2010 / Wrestling Official / Washington County Wrestling Official Association / Non-Investment related / Four hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-02
S65 Uniform Investment Adviser Law Examination 1997-09-11
S63 Uniform Securities Agent State Law Examination 1996-10-08
  • S66 Uniform Combined State Law Examination
    2014-10-02
  • S65 Uniform Investment Adviser Law Examination
    1997-09-11
  • S63 Uniform Securities Agent State Law Examination
    1996-10-08

View on SEC IAPD

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