Yvonne Monique Cabral

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 05/2024
  Independent Financial Group
  San Diego, CA
• 05/2024 → Present
  Lpl Financial Llc
  Houston, TX
• 08/1994 → 05/2024
  The Univerity Of Houston
  Houston, TX

Previous Registrations

• 2014-04-17 → 2024-05-31
  Independent Financial Group, Llc
  San Diego, CA
  San Diego, CA
  Houston, TX
• 2012-11-06 → 2014-04-21
  Raymond James Financial Services Advisors, Inc
  Houston, TX
• 2007-12-07 → 2012-10-17
  Commonwealth Financial Network
  San Diego, CA
  Houston, TX
• 2002-07-29 → 2007-12-18
  A. G. Edwards & Sons, Inc.
  Houston, TX
  Houston, TX

Other Businesses

1) 05/2024 - CABRAL ADVISORS LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 2) 05/2024 - Rental- Real Estate Rental - Inv. Related - Houston, TX 77008 - Owner - Start Date 11/15/2022 - 0hrs/month - 0% time spent

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-05-29