James F Winnert

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 07/2023
  Lpl Financial Llc
  West Seneca, NY
• 07/2023 → Present
  Https://Gateway.fInra.oRg/App/Forms/U4/View/Dataentry/Section/Em
  Orchard Park, NY
• 11/2002 → 06/2021
  M&T Bank
  Buffalo, NY

Previous Registrations

• 2021-06-09 → 2023-08-07
  Lpl Financial Llc
  West Seneca, NY
  Cheektowaga, NY
  Buffalo, NY
  Buffalo, NY
• 2017-04-07 → 2021-06-09
  M&T Securities, Inc.
  Rochester, NY
  West Seneca, NY
  Fredonia, NY
  Silver Creek, NY
  Dunkirk, NY
  Bemus Point, NY
  Mayville, NY
  Buffalo, NY
  Buffalo, NY
  Cheektowaga, NY
  West Seneca, NY
  Williamsport, PA
  Buffalo, NY
  Cheektowaga, NY
  Baltimore, MD

Exams

• S66 Uniform Combined State Law Examination
  2017-04-06
• S65 Uniform Investment Adviser Law Examination
  2003-12-27
• S63 Uniform Securities Agent State Law Examination
  1996-10-28

Other Names

• James Winnert
• James Fitzgerald Winnert