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3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-01-07 |
Branch Locations
3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Register Financial Advisors, Llc | Atlanta | GA | 05/2001 | Present |
| Register Financial Associates, Inc. | Atlanta | GA | 05/2001 | Present |
1. REGISTER FINANCIAL ADVISOR, 3500 LENOX RD, ATLANTA, GA, YES INVESTMENT RELATED, QUARTERLY FEES, FINANCIAL SERVICES, TITLE: INVESTMENT ADVISOR, 20 HRS/MONTH 10HRS OF THE 20 DURING TRADING HOURS 2. Focus Groups with Jackson Associates & other research companies, Non-investment related, started 6/1/18, 2 to 8 hrs/month outside of securities trading hours, Duties: provide opinions-questions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-04 |
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