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Caleb Lawrence

Caleb Lawrence Registered Investment Adviser Inc.

Reno, NV

CRD 2801527

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Employer firm

Caleb Lawrence Registered Investment Adviser Inc. CRD 108368

$6.03M regulatory AUM 26 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Caleb Lawrence Registered Investment Adviser Inc.

Reno, NV • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-11-13
CA RA APPROVED 2006-03-28
  • NV RA
    APPROVED
    Since 2024-11-13
  • CA RA
    APPROVED
    Since 2006-03-28

Branch Locations

Reno, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caleb Lawrence Ria Inc. Santa Cruz CA 03/2006 07/2024
Caleb Lawrence Ria Inc. Reno NV 08/2024 Present
  • 03/2006 → 07/2024
    Caleb Lawrence Ria Inc.
    Santa Cruz, CA
  • 08/2024 → Present
    Caleb Lawrence Ria Inc.
    Reno, NV
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-15
S63 Uniform Securities Agent State Law Examination 1996-11-15
  • S65 Uniform Investment Adviser Law Examination
    1997-01-15
  • S63 Uniform Securities Agent State Law Examination
    1996-11-15

View on SEC IAPD

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