Inactive

Caleb Lawrence

Caleb Lawrence Registered Investment Adviser Inc.

Claim This Profile

Current Employers

Caleb Lawrence Registered Investment Adviser Inc.

Reno, NV • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2024-11-13
CA	RA	APPROVED	2006-03-28

NV RA
APPROVED

Since 2024-11-13
CA RA
APPROVED

Since 2006-03-28

Branch Locations

Reno, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Caleb Lawrence Ria Inc.	Santa Cruz	CA	03/2006	07/2024
Caleb Lawrence Ria Inc.	Reno	NV	08/2024	Present

03/2006 → 07/2024

Caleb Lawrence Ria Inc.

Santa Cruz, CA
08/2024 → Present

Caleb Lawrence Ria Inc.

Reno, NV

Previous Registrations

2006-03-20 → 2016-06-30

Creative Financial Designs, Inc.

Scotts Valley, CA

Scotts Valley, CA

Santa Cruz, CA

Kokomo, IN

Capitola, CA
2000-06-20 → 2002-11-13

Creative Financial Designs, Inc.

Capitola, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-15
S63	Uniform Securities Agent State Law Examination	1996-11-15

S65 Uniform Investment Adviser Law Examination

1997-01-15
S63 Uniform Securities Agent State Law Examination

1996-11-15

View on SEC IAPD

More in Reno, NV

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor