Jarrod Glenn Fowler

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-09-01

TX RA
APPROVED

Since 2005-09-01

Branch Locations

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Dallas, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	08/2005	Present
Tiaa	Frisco	TX	08/2005	Present

08/2005 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX
08/2005 → Present

Tiaa

Frisco, TX

Previous Registrations

2001-03-06 → 2005-08-02

Chase Investment Services Corp.

Hurst, TX

Other Businesses

JA PARTNERS POSITION: Partner/Owner NATURE: 1 rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2020 ADDRESS: Home Address., Dallas TX 75230, United States DESCRIPTION: Owner

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-06-08
S63	Uniform Securities Agent State Law Examination	1996-10-03

S65 Uniform Investment Adviser Law Examination

2001-06-08
S63 Uniform Securities Agent State Law Examination

1996-10-03

View on SEC IAPD