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140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-07-28 |
Branch Locations
140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States
Litchfield Park, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Engines Advisors L.L.C. | Phoenix | AZ | 09/2013 | 05/2023 |
| Osaic Wealth, Inc. | Jersey City | NJ | 01/2024 | 02/2025 |
| Unemployed | Litchfield Park | AZ | 06/2023 | 01/2024 |
| Ascensus | Newton | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-08 |
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