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Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-07-28
  • MA RA
    APPROVED
    Since 2025-07-28

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Litchfield Park, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Phoenix AZ 09/2013 05/2023
Osaic Wealth, Inc. Jersey City NJ 01/2024 02/2025
Unemployed Litchfield Park AZ 06/2023 01/2024
Ascensus Newton MA 03/2025 Present
  • 09/2013 → 05/2023
    Financial Engines Advisors L.L.C.
    Phoenix, AZ
  • 01/2024 → 02/2025
    Jersey City, NJ
  • 06/2023 → 01/2024
    Unemployed
    Litchfield Park, AZ
  • 03/2025 → Present
    Ascensus
    Newton, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-26
S63 Uniform Securities Agent State Law Examination 1996-10-08
  • S66 Uniform Combined State Law Examination
    2006-05-26
  • S63 Uniform Securities Agent State Law Examination
    1996-10-08

View on SEC IAPD

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